Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert J Labriola | 2291704 | 4 | 08/20/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Todd Graham Sylvester | 3100732 | 2 | 08/17/2010 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Brian Murray Bell | 2643944 | 1 | 08/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Stephen Jancisin | 841868 | 3 | 08/09/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Blake Arthur Pollock | 1842567 | 1 | 08/06/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Blake Vaughan Cecil | 2938031 | 1 | 08/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacqueline J Cicale | 1730802 | 1 | 08/03/2010 | Customer Dispute | Denied | $405,766.00 | $0.00 | See FINRA Report |
| Philip H Bruneau | 2104821 | 3 | 08/03/2010 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Veena Garg | 4469945 | 2 | 08/02/2010 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| J S Freeman | 1499914 | 1 | 07/30/2010 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |