Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Rowe Greer | 2450093 | 1 | 09/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Lvovsky | 1946811 | 2 | 09/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Holly Durdel | 4155910 | 1 | 09/22/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Marcus Slowikowski Alexander | 2948043 | 1 | 09/20/2010 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 09/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lisa Severin Shaw | 2596976 | 1 | 09/13/2010 | Customer Dispute | Denied | $5,915.00 | $0.00 | See FINRA Report |
| David Mark Ebner | 2962914 | 2 | 09/13/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jin Kyun Park | 4042996 | 5 | 09/07/2010 | Customer Dispute | Denied | $2,800,000.00 | $0.00 | See FINRA Report |
| Ryan Justin Amador | 4325907 | 2 | 08/31/2010 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Daniel Grammel | 1034526 | 3 | 08/24/2010 | Customer Dispute | Settled | $55,642.20 | $0.00 | See FINRA Report |