Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Edgar Voysey | 2209563 | 3 | 12/27/2011 | Customer Dispute | Award / Judgment | $24,000.00 | $12,000.00 | See FINRA Report |
| Antonio P Conticelli | 3045189 | 1 | 12/30/2010 | Customer Dispute | Award / Judgment | $154,000.00 | $0.00 | See FINRA Report |
| Barry Steven Knight | 1519407 | 2 | 05/28/2010 | Customer Dispute | Award / Judgment | $6,400,000.00 | $50,000.00 | See FINRA Report |
| Mary Wynne Estes | 1767176 | 1 | 04/13/2010 | Customer Dispute | Award / Judgment | $1,950,000.00 | $0.00 | See FINRA Report |
| S. Ryan Hamm | 4490931 | 1 | 01/25/2010 | Customer Dispute | Award / Judgment | $800,000.00 | $190,000.00 | See FINRA Report |
| Mircea D Selegean | 2024995 | 1 | 12/23/2009 | Customer Dispute | Award / Judgment | $25,000.00 | $0.00 | See FINRA Report |
| Anthony J Russo | 2276753 | 6 | 12/14/2009 | Customer Dispute | Award / Judgment | $8,610,000.00 | $1,824,120.00 | See FINRA Report |
| Linda Kay Cliborne | 3237385 | 1 | 09/23/2009 | Customer Dispute | Award / Judgment | $109,519.00 | $0.00 | See FINRA Report |
| Robert John Kostigen | 1203410 | 4 | 09/04/2009 | Customer Dispute | Award / Judgment | $800,000.00 | $0.00 | See FINRA Report |
| Bruce Daniel Huggins | 1444889 | 6 | 08/18/2009 | Customer Dispute | Award / Judgment | $311,624.00 | $128,671.00 | See FINRA Report |