Our Staff has compiled our research into a database of FINRA Broker Disclosures for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Charles McMullen | 1042082 | 7 | 08/06/1991 | Customer Dispute | Award / Judgment | $60,403.00 | $79,104.60 | See FINRA Report |
| John Fratangelo | 1947278 | 1 | 08/03/1991 | Customer Dispute | Award / Judgment | $2,498.84 | $2,601.48 | See FINRA Report |
| Nan F Ginger | 1061370 | 1 | 08/01/1991 | Customer Dispute | Award / Judgment | $245,025.00 | $86,000.00 | See FINRA Report |
| Mark Steven Harris | 720735 | 1 | 05/23/1991 | Customer Dispute | Award / Judgment | $3,156.00 | $2,707.91 | See FINRA Report |
| Craig Allen Young | 1979517 | 1 | 04/18/1991 | Customer Dispute | Award / Judgment | $3,906.00 | $740.00 | See FINRA Report |
| Gary Warren Owens | 1048781 | 2 | 03/08/1991 | Customer Dispute | Award / Judgment | $12,515.80 | $1,994.22 | See FINRA Report |
| David E Burns | 1392062 | 3 | 02/01/1991 | Customer Dispute | Award / Judgment | $16,000.00 | $15,426.00 | See FINRA Report |
| Gregory Howard Singletary | 718580 | 3 | 12/27/1990 | Customer Dispute | Award / Judgment | $36,273.00 | $18,453.30 | See FINRA Report |
| Kathleen Eleanor Hegenbart | 1198088 | 3 | 12/05/1990 | Customer Dispute | Award / Judgment | $462,000.00 | $333,249.00 | See FINRA Report |
| Roger Allen Jones | 728640 | 10 | 10/01/1990 | Customer Dispute | Award / Judgment | $300,000.00 | $536,135.00 | See FINRA Report |