Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Leonard Molinaro | 2414084 | 5 | 11/26/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Madden | 2647468 | 1 | 04/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Byron Douglas Wade | 4118204 | 2 | 03/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Remy Tucker | 6334850 | 1 | 12/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Buchner Lakin | 1667452 | 1 | 11/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee Sadler | 6409837 | 1 | 09/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Starzynski | 7383545 | 3 | 09/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Leonard Molinaro | 2414084 | 5 | 03/05/2013 | Customer Dispute | Settled | $19,442,700.00 | $0.00 | See FINRA Report |
| Justin Ross Citron | 6322653 | 2 | 02/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Christian Bagdonas | 4597454 | 1 | 09/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |