Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Samuel Leonard Molinaro | 2414084 | 5 | 03/05/2013 | Customer Dispute | Settled | $19,442,700.00 | $0.00 | See FINRA Report |
Samuel Leonard Molinaro | 2414084 | 5 | 05/05/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Samuel Leonard Molinaro | 2414084 | 5 | 05/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Samuel Leonard Molinaro | 2414084 | 5 | 01/27/2009 | Customer Dispute | Settled | $2,592,920.00 | $0.00 | See FINRA Report |
Juana Esther Caicedo-Selinger | 2560390 | 1 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Steven Leo | 2714632 | 1 | 01/11/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |