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FINRA Broker Disclosures for UBS Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Samuel Leonard Molinaro2414084503/05/2013Customer DisputeSettled$19,442,700.00$0.00See FINRA Report
Samuel Leonard Molinaro2414084505/05/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Samuel Leonard Molinaro2414084505/19/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Samuel Leonard Molinaro2414084501/27/2009Customer DisputeSettled$2,592,920.00$0.00See FINRA Report
Juana Esther Caicedo-Selinger2560390102/28/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Steven Leo2714632101/11/1999Customer DisputeSettled$25,000.00$0.00See FINRA Report

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