Our Staff has compiled our research into a database of FINRA Broker Disclosures for UBS Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Osvaldo A Ramos | 2837335 | 1 | 08/27/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mario A Jaume | 2137803 | 1 | 02/15/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |