Potomac Analytics' Logo

FINRA Broker Disclosures for Cowen and Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cowen and Company. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kyle Patrick Flynn6207305102/22/2023FinancialFinal$0.00$0.00See FINRA Report
John Carneglia4404911212/20/2019RegulatoryFinal$0.00$0.00See FINRA Report
Igor Biselman5563772304/24/2019RegulatoryFinal$0.00$0.00See FINRA Report
John Carneglia4404911201/22/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Denise Rushing2188270106/17/2014Judgment / Lien$0.00$0.00See FINRA Report
Igor Biselman5563772303/10/2014RegulatoryFinal$0.00$0.00See FINRA Report
Michael Rail1386284202/05/2013RegulatoryFinal$0.00$0.00See FINRA Report
Igor Biselman5563772311/26/2012Employment Separation After Allegations$0.00$0.00See FINRA Report
Mariane A Abdou5990871106/17/2005Judgment / Lien$0.00$0.00See FINRA Report
Anthony Vincent Vitale2623131107/31/2003RegulatoryFinal$0.00$0.00See FINRA Report

12 Results

Display: