Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cowen and Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kyle Patrick Flynn | 6207305 | 1 | 02/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Carneglia | 4404911 | 2 | 12/20/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Igor Biselman | 5563772 | 3 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Carneglia | 4404911 | 2 | 01/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Denise Rushing | 2188270 | 1 | 06/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Igor Biselman | 5563772 | 3 | 03/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Rail | 1386284 | 2 | 02/05/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Igor Biselman | 5563772 | 3 | 11/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mariane A Abdou | 5990871 | 1 | 06/17/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Anthony Vincent Vitale | 2623131 | 1 | 07/31/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |