Our Staff has compiled our research into a database of FINRA Broker Disclosures for R.M. Stark & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Howard Dorenfeld | 3149448 | 6 | 10/10/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerry Howard Dorenfeld | 3149448 | 6 | 08/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 12/21/2007 | Customer Dispute | Settled | $39,607.80 | $0.00 | See FINRA Report |
| John Raymond Lugo | 2436413 | 2 | 12/11/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Francis McDermott | 1527038 | 1 | 08/15/2005 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| John William Hendley | 2467522 | 3 | 06/28/2005 | Customer Dispute | Settled | $32,158.90 | $0.00 | See FINRA Report |
| John William Hendley | 2467522 | 3 | 01/27/2003 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Jerry Howard Dorenfeld | 3149448 | 6 | 12/18/2002 | Customer Dispute | Denied | $45,891.40 | $0.00 | See FINRA Report |
| Brent Timothy Gisiner | 1690626 | 1 | 10/10/2001 | Customer Dispute | Settled | $14,877.00 | $0.00 | See FINRA Report |
| Freddie Michael Rivera | 2737176 | 2 | 01/18/2001 | Customer Dispute | Settled | $2,291.25 | $0.00 | See FINRA Report |