Our Staff has compiled our research into a database of FINRA Broker Disclosures for R.M. Stark & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Freddie Michael Rivera | 2737176 | 2 | 01/18/2001 | Customer Dispute | Settled | $2,291.25 | $0.00 | See FINRA Report |
Sean Edward Kilmartin | 1617020 | 2 | 03/01/1993 | Customer Dispute | Settled | $21,266.80 | $0.00 | See FINRA Report |