Our Staff has compiled our research into a database of FINRA Broker Disclosures for R.M. Stark & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John William Hendley | 2467522 | 3 | 05/08/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George A Charkales | 2279448 | 1 | 09/30/2015 | Customer Dispute | Denied | $19,110.40 | $0.00 | See FINRA Report |
| John Raymond Lugo | 2436413 | 2 | 06/12/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Freddie Michael Rivera | 2737176 | 2 | 09/17/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerry Howard Dorenfeld | 3149448 | 6 | 06/01/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerry Howard Dorenfeld | 3149448 | 6 | 05/19/2010 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 08/18/2009 | Customer Dispute | Settled | $116,934.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 05/11/2009 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 04/07/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jerry Howard Dorenfeld | 3149448 | 6 | 03/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |