Our Staff has compiled our research into a database of FINRA Broker Disclosures for R.M. Stark & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald E Shaw | 1305370 | 4 | 05/22/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald E Shaw | 1305370 | 4 | 08/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George A Charkales | 2279448 | 1 | 09/30/2015 | Customer Dispute | Denied | $19,110.40 | $0.00 | See FINRA Report |
| John Raymond Lugo | 2436413 | 2 | 06/12/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sandra Gail Solarchik | 2938988 | 2 | 05/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Gail Solarchik | 2938988 | 2 | 06/23/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 05/27/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Freddie Michael Rivera | 2737176 | 2 | 09/17/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jerry Howard Dorenfeld | 3149448 | 6 | 06/01/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |