Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities Management & Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Brian Davenport | 1355871 | 2 | 10/13/2004 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Terri Kay Hobbs | 2601030 | 1 | 05/02/2003 | Customer Dispute | Closed-No Action | $8,494.37 | $0.00 | See FINRA Report |