Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Gonzalez | 2723739 | 3 | 09/17/2008 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Rediger | 1860894 | 6 | 05/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Ramlagan | 4682995 | 2 | 08/11/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danny Hernandez | 5647225 | 1 | 03/22/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Vetter | 2217478 | 1 | 06/16/2000 | Customer Dispute | Settled | $49,975.00 | $0.00 | See FINRA Report |
| Kane Aaron Kennon | 4720180 | 1 | 06/25/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Frederick Hansen | 709328 | 1 | 05/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nancy Lois Barker | 1918942 | 1 | 05/04/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk Anthony Staine | 2934023 | 1 | 12/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ross Howard Brown | 1847837 | 1 | 03/05/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |