Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clifton Julius Kemp | 5670187 | 1 | 01/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Rediger | 1860894 | 6 | 08/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge Nieves Aponte | 4453274 | 2 | 08/19/2010 | Customer Dispute | Award / Judgment | $460,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Rediger | 1860894 | 6 | 06/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fabian Gomez | 4298277 | 1 | 01/24/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Rediger | 1860894 | 6 | 07/17/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stuart Clark | 2660320 | 2 | 05/20/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Rediger | 1860894 | 6 | 02/11/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Joseph Rediger | 1860894 | 6 | 01/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Manuel Gonzalez | 2723739 | 3 | 09/22/2008 | Customer Dispute | Denied | $5,587.26 | $0.00 | See FINRA Report |