Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew L Gould | 4247152 | 1 | 08/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Gonzalez | 2723739 | 3 | 03/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Marie Miller | 4185014 | 1 | 03/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcia Marion Williams-Taylor | 5866097 | 3 | 02/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janis Amalia Aleman | 5235072 | 1 | 12/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Frisch | 5899755 | 6 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Frisch | 5899755 | 6 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Frisch | 5899755 | 6 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolina Gioia Lima | 6305877 | 1 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcia Marion Williams-Taylor | 5866097 | 3 | 11/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |