Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dhanragie Seejattan | 4501377 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawnta Monique Bogan | 5022233 | 1 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Akhras | 7117183 | 1 | 03/11/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Girjadayal Gayadin | 1134382 | 1 | 10/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Czar Veto Alexander | 7585052 | 1 | 09/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Whaley J Dyches | 1891050 | 1 | 09/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Marc Volcy | 2958849 | 1 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Mark | 2504171 | 1 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edie Moffett | 4138673 | 2 | 04/23/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edie Moffett | 4138673 | 2 | 12/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |