Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janet Morales | 4835844 | 1 | 03/06/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Stuart Clark | 2660320 | 2 | 09/25/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janie Dominguez Johnson | 3217411 | 2 | 07/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janie Dominguez Johnson | 3217411 | 2 | 06/29/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Jeffers | 1597600 | 1 | 06/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Peterson | 2996490 | 1 | 02/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |