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FINRA Broker Disclosures for First Kentucky Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Kentucky Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William James Barker1137398510/07/2020FinancialPending$0.00$0.00See FINRA Report
William James Barker1137398510/07/2020FinancialFinal$0.00$0.00See FINRA Report
William James Barker1137398508/21/2020FinancialFinal$0.00$0.00See FINRA Report
William James Barker1137398508/21/2020FinancialFinal$0.00$0.00See FINRA Report
William James Barker1137398506/23/2020FinancialFinal$0.00$0.00See FINRA Report
William Cranston Fenwick1547907404/12/2019Customer DisputeAward / Judgment$1,254,490.00$0.00See FINRA Report
William Cranston Fenwick1547907405/08/2017Customer DisputeAward / Judgment$203,514.00$0.00See FINRA Report
William Cranston Fenwick1547907401/17/2017Customer DisputeAward / Judgment$500,000.00$0.00See FINRA Report
Frederick Jennings Kramer2299599104/23/2012RegulatoryFinal$0.00$0.00See FINRA Report
Michael A Horlander2627639111/04/2009Customer DisputeSettled$0.00$0.00See FINRA Report

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