Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Kentucky Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William James Barker | 1137398 | 4 | 10/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Barker | 1137398 | 4 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Barker | 1137398 | 4 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Barker | 1137398 | 4 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Cranston Fenwick | 1547907 | 4 | 04/12/2019 | Customer Dispute | Award / Judgment | $1,254,490.00 | $0.00 | See FINRA Report |
| William Cranston Fenwick | 1547907 | 4 | 05/08/2017 | Customer Dispute | Award / Judgment | $203,514.00 | $0.00 | See FINRA Report |
| William Cranston Fenwick | 1547907 | 4 | 01/17/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See FINRA Report |
| Frederick Jennings Kramer | 2299599 | 1 | 04/23/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael A Horlander | 2627639 | 1 | 11/04/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Cranston Fenwick | 1547907 | 4 | 04/13/2006 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |