Our Staff has compiled our research into a database of FINRA Broker Disclosures for Colliers Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Kenneth Johnson | 1433801 | 1 | 06/09/2004 | Customer Dispute | Settled | $18,422.00 | $0.00 | See FINRA Report |
| Daniel Roger Leland | 1157737 | 4 | 01/18/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Roger Leland | 1157737 | 4 | 06/28/2001 | Customer Dispute | Settled | $8,200,000.00 | $0.00 | See FINRA Report |
| Bradley Burton Klitzke | 4108165 | 1 | 01/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Conger Ervin | 828926 | 3 | 03/09/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Conger Ervin | 828926 | 3 | 01/28/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Conger Ervin | 828926 | 3 | 11/30/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |