Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Edward Vonfeldt | 2451760 | 1 | 08/21/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Tooke | 5621579 | 1 | 02/23/2023 | Customer Dispute | Pending | $316,770.00 | $0.00 | See FINRA Report |
| James Arnold Hintz | 1916767 | 1 | 10/04/2012 | Customer Dispute | Award / Judgment | $1,100,000.00 | $80,000.00 | See FINRA Report |