Our Staff has compiled our research into a database of FINRA Broker Disclosures for FSC Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karla V Jarvis | 4364592 | 1 | 10/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Leo Stanley | 433640 | 3 | 08/08/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Tracy | 2143932 | 2 | 04/14/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Mitchell | 1729851 | 1 | 04/10/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Bradley | 2105923 | 2 | 06/15/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Apodaca | 4525970 | 1 | 06/30/1973 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Patrick Tracy | 2143932 | 2 | 02/07/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Louise Herring | 1406671 | 1 | 01/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Cedric Davis | 62007 | 2 | 02/20/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |