Our Staff has compiled our research into a database of FINRA Broker Disclosures for FSC Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John O'Bannon | 6737306 | 3 | 09/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Davis Howard | 3141741 | 1 | 08/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lee Reuel Kramer | 1465416 | 12 | 08/04/2020 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Louis Martin Wargo | 1416101 | 4 | 07/17/2020 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Briseno | 1177246 | 3 | 05/06/2020 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jason A Shelby | 4589734 | 2 | 04/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Alvin Shelby | 1746062 | 2 | 04/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerard Murray | 721725 | 2 | 02/22/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Fred Dudley Genge | 4089687 | 3 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |