Our Staff has compiled our research into a database of FINRA Broker Disclosures for FSC Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James John Horst | 3080075 | 1 | 04/28/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John O'Bannon | 6737306 | 3 | 03/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin David Bastian | 5083347 | 1 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Robert Hodge | 2220910 | 1 | 02/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfred Peter Czerniewski | 1675035 | 5 | 02/12/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Louis Martin Wargo | 1416101 | 4 | 01/14/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Alfred Peter Czerniewski | 1675035 | 5 | 11/03/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dallas Lee Register | 4959278 | 1 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 10/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Martin Wargo | 1416101 | 4 | 09/24/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |