Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Joseph Graves | 715944 | 5 | 01/10/1995 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
John Joseph Graves | 715944 | 5 | 10/21/1993 | Customer Dispute | Settled | $20,554.00 | $0.00 | See FINRA Report |
John Joseph Graves | 715944 | 5 | 10/21/1993 | Customer Dispute | Settled | $9,932.00 | $0.00 | See FINRA Report |
Myrna Milagros Rivera | 734396 | 2 | 06/10/1991 | Customer Dispute | Settled | $450,850.00 | $0.00 | See FINRA Report |
Daniel Jerome Lecure | 3144262 | 2 | 02/27/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Lawrence Chambers | 1158898 | 4 | 03/01/1987 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Nicholas Patrick Powers | 2347188 | 2 | 07/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Hanley Kallman | 4287253 | 1 | 03/08/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas Patrick Powers | 2347188 | 2 | 10/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |