Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Earl Faulkner | 849152 | 4 | 07/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
A C Brown | 2982569 | 2 | 03/09/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Robert Earl Faulkner | 849152 | 4 | 02/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Larry David Little | 310906 | 1 | 12/16/2002 | Customer Dispute | Award / Judgment | $9,924.38 | $8,960.84 | See FINRA Report |
William James Rodosky | 2829722 | 1 | 07/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Lewis Chambers | 1231649 | 2 | 07/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edmundo Javier Garza | 2159416 | 2 | 07/07/2002 | Customer Dispute | Denied | $2,000,000.00 | $0.00 | See FINRA Report |
Eric Allen Wood | 3079104 | 5 | 01/09/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Lawrence Chambers | 1158898 | 4 | 07/13/2001 | Customer Dispute | Settled | $384,042.00 | $0.00 | See FINRA Report |
William Lawrence Chambers | 1158898 | 4 | 02/26/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |