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FINRA Broker Disclosures for Huntleigh Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 49 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Earl Faulkner849152407/15/2004RegulatoryFinal$0.00$0.00See FINRA Report
A C Brown2982569203/09/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report
Robert Earl Faulkner849152402/27/2003RegulatoryFinal$0.00$0.00See FINRA Report
Larry David Little310906112/16/2002Customer DisputeAward / Judgment$9,924.38$8,960.84See FINRA Report
William James Rodosky2829722107/10/2002RegulatoryFinal$0.00$0.00See FINRA Report
Robert Lewis Chambers1231649207/10/2002RegulatoryFinal$0.00$0.00See FINRA Report
Edmundo Javier Garza2159416207/07/2002Customer DisputeDenied$2,000,000.00$0.00See FINRA Report
Eric Allen Wood3079104501/09/2002RegulatoryFinal$0.00$0.00See FINRA Report
William Lawrence Chambers1158898407/13/2001Customer DisputeSettled$384,042.00$0.00See FINRA Report
William Lawrence Chambers1158898402/26/2001Customer DisputeDenied$5,000.00$0.00See FINRA Report

49 Results

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