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FINRA Broker Disclosures for Huntleigh Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 49 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Stephen Rich375448202/03/2012Customer DisputeSettled$2,900,000.00$0.00See FINRA Report
Michael Barker McClellan3142370106/01/2011Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Joseph Manuel Salamone1292008212/23/2010Customer DisputeDenied$300,000.00$0.00See FINRA Report
Scott Middleton Debandt1892267404/21/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Scott Middleton Debandt1892267410/28/2008Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Robert Stephen Rich375448210/20/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Joseph Manuel Salamone1292008208/08/2007Customer DisputeSettled$66,000.00$0.00See FINRA Report
Greg Alfred Overschmidt1160877106/22/2007RegulatoryFinal$0.00$0.00See FINRA Report
Lon Eric Dircks4668629105/09/2006Customer DisputeDenied$10,000.00$0.00See FINRA Report
Eric Allen Wood3079104511/04/2005RegulatoryFinal$0.00$0.00See FINRA Report

49 Results

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