Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Stephen Rich | 375448 | 2 | 02/03/2012 | Customer Dispute | Settled | $2,900,000.00 | $0.00 | See FINRA Report |
Michael Barker McClellan | 3142370 | 1 | 06/01/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Joseph Manuel Salamone | 1292008 | 2 | 12/23/2010 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
Scott Middleton Debandt | 1892267 | 4 | 04/21/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott Middleton Debandt | 1892267 | 4 | 10/28/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Robert Stephen Rich | 375448 | 2 | 10/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Joseph Manuel Salamone | 1292008 | 2 | 08/08/2007 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
Greg Alfred Overschmidt | 1160877 | 1 | 06/22/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Lon Eric Dircks | 4668629 | 1 | 05/09/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Eric Allen Wood | 3079104 | 5 | 11/04/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |