Potomac Analytics' Logo

FINRA Broker Disclosures for Huntleigh Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Huntleigh Securities Corporation. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 11-20 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Stephen Rich375448210/20/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Joseph Manuel Salamone1292008208/08/2007Customer DisputeSettled$66,000.00$0.00See FINRA Report
Lon Eric Dircks4668629105/09/2006Customer DisputeDenied$10,000.00$0.00See FINRA Report
A C Brown2982569203/09/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report
Larry David Little310906112/16/2002Customer DisputeAward / Judgment$9,924.38$8,960.84See FINRA Report
Edmundo Javier Garza2159416207/07/2002Customer DisputeDenied$2,000,000.00$0.00See FINRA Report
William Lawrence Chambers1158898407/13/2001Customer DisputeSettled$384,042.00$0.00See FINRA Report
William Lawrence Chambers1158898402/26/2001Customer DisputeDenied$5,000.00$0.00See FINRA Report
Scott Middleton Debandt1892267410/17/2000Customer DisputeDenied$34,000.00$0.00See FINRA Report
James Ronald Sanford1072165204/28/2000Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report

29 Results

Display: