Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cherylette Mae Hewlett-Gates | 2586226 | 2 | 02/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Charles Dupont | 2325243 | 3 | 01/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Charles Dupont | 2325243 | 3 | 10/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert H Weikel | 2729840 | 1 | 06/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Nicholas Henrichs | 4276475 | 1 | 03/17/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Blair Malcolm | 6409169 | 1 | 11/02/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Jon Knutson | 4424878 | 1 | 08/31/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Byrd | 2215387 | 1 | 01/15/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Fred Rickert | 4544221 | 1 | 06/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashlyn Cunningham Melendez | 4992277 | 1 | 12/08/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |