Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Craig Pennington | 7494966 | 1 | 04/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore Franklin Batkie | 6823155 | 1 | 11/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony A Wallace | 5441257 | 1 | 09/16/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lon E Grantham | 2767191 | 1 | 07/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judith Ann Martinez | 2707515 | 2 | 06/16/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tanya Monique McFarland | 6552122 | 1 | 04/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todson Brett Schweizer | 2830237 | 1 | 03/17/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Perry Bozarth | 1655164 | 2 | 11/14/1991 | Customer Dispute | Settled | $16,687.00 | $0.00 | See FINRA Report |
| Thomas Griffith Crilly | 7597632 | 1 | 09/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Tidmore | 3133182 | 1 | 04/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |