Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Andrew Woloschak | 5968825 | 1 | 10/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lauren Ashley Leach | 7594185 | 2 | 10/05/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Nigel Evans | 2588483 | 2 | 09/27/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dana Nichole Schrack | 7594662 | 1 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel David Guy Hadden | 6764277 | 3 | 09/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| George Steven Evdemon | 2351616 | 1 | 09/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hermania Maria Gonzalez | 7495016 | 7 | 09/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian James Dougherty | 5844453 | 2 | 08/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathaniel David Guy Hadden | 6764277 | 3 | 08/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Bristoll | 5857203 | 1 | 08/09/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |