Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Katherine Eckhoff | 6085054 | 5 | 12/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 6 | 11/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 6 | 10/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandria Chantel Page | 7519706 | 3 | 10/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brianna Celise Black | 7729513 | 2 | 10/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Makala Makenzie Stewart | 7726754 | 6 | 09/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Heater | 6895152 | 1 | 09/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 6 | 09/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Le'Bell Rice | 7707687 | 1 | 09/21/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Andrew Woloschak | 5968825 | 6 | 09/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |