Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colleen Alyssa Richards | 7561433 | 2 | 03/05/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Katherine Eckhoff | 6085054 | 5 | 02/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Emily Ann Howarth | 5846883 | 1 | 02/13/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Shelley | 7444065 | 1 | 02/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Schoonhoven | 7754077 | 7 | 01/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Schoonhoven | 7754077 | 7 | 01/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Schoonhoven | 7754077 | 7 | 01/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Katherine Eckhoff | 6085054 | 5 | 01/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Arturo Bedolla | 7471347 | 1 | 01/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Wiley | 7285318 | 1 | 12/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |