Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fallon Cecelia O'Hara | 7492384 | 1 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emanuele Umberto Buonamici | 6179646 | 8 | 03/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Adele Edwards | 5083471 | 3 | 02/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keanelyn Dakota Miles Waldriff | 7112427 | 1 | 02/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Anne Plew | 4856008 | 2 | 01/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Anne Plew | 4856008 | 2 | 01/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Walter Myers | 4983476 | 5 | 01/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emanuele Umberto Buonamici | 6179646 | 8 | 12/02/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Claudia M. Suntecun | 5415832 | 5 | 12/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Andrew Pawson | 7336373 | 2 | 11/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |