Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Walter Myers | 4983476 | 5 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Walter Myers | 4983476 | 5 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher D Carr | 4527949 | 1 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Jane Grenon | 7069790 | 1 | 04/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Robert Wharton | 5562196 | 2 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton Michael Jenkin | 6873542 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Hong | 7576724 | 2 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Adam Sommers | 6256005 | 1 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Samuel Calatcat Thompson | 7447478 | 5 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Maloney | 5277983 | 1 | 03/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |