Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jennifer Kathleen Portilla | 6589853 | 1 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexander Lamar Johnson | 7214801 | 4 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey T Ryan | 4041150 | 1 | 04/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Perla G Hernandez | 5243330 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert James Brogan | 2034230 | 1 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Hugh Polson Watters | 3253657 | 2 | 03/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Hugh Polson Watters | 3253657 | 2 | 03/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Olivia Dawnelle Gillcrese | 5085616 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
George Thomas McBride | 6750566 | 5 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Charles Kairer | 5535554 | 1 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |