Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Benedict Cartafalsa | 6160421 | 1 | 09/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Thomas McBride | 6750566 | 5 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Thomas McBride | 6750566 | 5 | 09/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Joseph Spinks | 6710974 | 1 | 08/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Aron Frazier | 6317394 | 1 | 08/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chelsea Rene Chartrand | 6746979 | 1 | 07/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christa Mary Cochran | 6508101 | 3 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joy Christina Purdie | 6972601 | 1 | 07/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherylette Mae Hewlett-Gates | 2586226 | 2 | 07/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Haynes Evans | 5975165 | 1 | 06/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |