Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Samuel Calatcat Thompson | 7447478 | 5 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Hong | 7576724 | 2 | 01/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Tyler Kary | 7598760 | 1 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Janai McCollom | 6708451 | 3 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valerie Borin | 7639276 | 1 | 12/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Janai McCollom | 6708451 | 3 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Darrell Hobson | 6693312 | 1 | 10/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Amos Lerman | 6078432 | 1 | 10/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Bradley | 3140228 | 1 | 10/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tammy Lynn Stago-Moore | 7342683 | 1 | 09/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |