Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kim Hong | 7576724 | 2 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Adam Sommers | 6256005 | 1 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charles Samuel Calatcat Thompson | 7447478 | 5 | 03/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sara Maureen Attia | 7040091 | 4 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sara Maureen Attia | 7040091 | 4 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sara Maureen Attia | 7040091 | 4 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sara Maureen Attia | 7040091 | 4 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jared Waylon Spraggins | 4174733 | 1 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Walter Myers | 4983476 | 5 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Allen Foster | 2883781 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |