Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Diana Veronica Guerrero | 6156697 | 4 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Diana Veronica Guerrero | 6156697 | 4 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Michael Lanza | 7243447 | 2 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Terrence Scott Ransom | 5170055 | 2 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kimberly Renee Baucum | 4792861 | 5 | 07/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Michael Lanza | 7243447 | 2 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tori Ann Hickox | 6588653 | 7 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Polina G Melnik | 7609004 | 5 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Polina G Melnik | 7609004 | 5 | 06/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jarrod Eugene Trent Smith | 7544724 | 1 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |