Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Emanuele Umberto Buonamici | 6179646 | 8 | 12/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Claudia M Suntecun | 5415832 | 5 | 12/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Andrew Pawson | 7336373 | 2 | 11/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dylan Robert Barrera | 6319336 | 6 | 10/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Michael McDevitt | 2990398 | 2 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kimberly Renee Baucum | 4792861 | 5 | 10/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dylan Robert Barrera | 6319336 | 6 | 10/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dylan Robert Barrera | 6319336 | 6 | 09/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Simone Taylor Anderson Howard | 7680794 | 1 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charles Samuel Calatcat Thompson | 7447478 | 5 | 09/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |