Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Neal | 4939681 | 1 | 02/28/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeremy J Laster | 5448281 | 1 | 02/28/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Maltese | 4803372 | 1 | 02/11/2019 | Customer Dispute | Closed-No Action | $65,073.00 | $0.00 | See FINRA Report |
| James Daniel Abbott | 5884770 | 2 | 02/11/2019 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Robert Gerard Kubiak | 3119518 | 1 | 02/07/2019 | Customer Dispute | Closed-No Action | $18,323.00 | $0.00 | See FINRA Report |
| Wednesday Carsillo | 5631805 | 1 | 10/12/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Wadkins | 6721984 | 1 | 03/12/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael J Hinze | 4591218 | 1 | 03/06/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Melquiades Villalobos | 5519642 | 2 | 09/07/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Antonio Quoc Green | 4660876 | 1 | 04/28/2017 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |