Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Victor Kerwin | 4835261 | 2 | 04/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick Victor Kerwin | 4835261 | 2 | 03/23/2020 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Samuel Clarence Welch | 6823123 | 1 | 03/12/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| David Walter Schwarz | 5271906 | 1 | 09/22/2019 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| John Paul Maybury | 5864449 | 1 | 09/14/2019 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |
| Daniel Curtis Hinson | 6322438 | 1 | 08/06/2019 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Jimmy Joseph Silvano | 2120521 | 3 | 05/10/2019 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Soltis | 1286238 | 1 | 05/10/2019 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Steven Erik Trevor | 1892620 | 2 | 04/01/2019 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Kevin Edward Wilde | 2813106 | 1 | 03/20/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |