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FINRA Broker Disclosures for Vanguard Marketing Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 68 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Philip Andrew Coleman3207465106/12/2020Customer DisputeClosed-No Action$7,000.00$0.00See FINRA Report
Kevin Rafael Lima Godoy6809135105/21/2020Customer DisputeClosed-No Action$35,489.00$0.00See FINRA Report
Gregory Taylor Turner6080086105/19/2020Customer DisputeClosed-No Action$13,000.00$0.00See FINRA Report
Donald Lewis Naseef6726883105/08/2020Customer DisputeClosed-No Action$27,000.00$0.00See FINRA Report
Ryan Hunter Wibbens6283797104/27/2020Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
Brian Garnett Metzger2999838104/23/2020Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Brenden Clarke Gilliam6064223104/23/2020Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report
Kamilah Coleman McCray6786002104/21/2020Customer DisputeClosed-No Action$40,000.00$0.00See FINRA Report
Timothy Bernhard Kauk5506786104/11/2020Customer DisputeClosed-No Action$130,000,000.00$0.00See FINRA Report
David Manuel Estrella5421634104/07/2020Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report

68 Results

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