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FINRA Broker Disclosures for Symetra Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Symetra Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shane William Twenhafel4440095106/11/2007Customer DisputeDenied$0.00$0.00See FINRA Report
John Robert Haldeman5942055111/16/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher Harry Ainsworth4889883106/18/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Brian James Wolfensperger6272893205/22/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Bradley Mark Gibson2262141103/17/2003Employment Separation After Allegations$0.00$0.00See FINRA Report
Reynaldo Constantino Castro2233958312/18/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Hernan M Fonseca2367303408/06/2001RegulatoryFinal$0.00$0.00See FINRA Report
Hernan M Fonseca2367303406/06/2001Customer DisputeSettled$28,255.00$0.00See FINRA Report
Hernan M Fonseca2367303406/06/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Reynaldo Constantino Castro2233958305/03/2001Customer DisputeSettled$0.00$0.00See FINRA Report

28 Results

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