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FINRA Broker Disclosures for Symetra Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Symetra Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 26 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mary Margaret Refior1862947212/10/2020FinancialFinal$0.00$0.00See FINRA Report
Mary Margaret Refior1862947212/10/2020FinancialFinal$0.00$0.00See FINRA Report
John S Archibald6423252303/05/2019FinancialPending$0.00$0.00See FINRA Report
John S Archibald6423252312/14/2018FinancialPending$0.00$0.00See FINRA Report
John S Archibald6423252306/09/2016FinancialFinal$0.00$0.00See FINRA Report
Lydia Anne Hopper4150753104/14/2014FinancialFinal$0.00$0.00See FINRA Report
Robert Chadwick Parks3112666110/15/2013FinancialFinal$0.00$0.00See FINRA Report
Jermaine Dwain Perrien4908061102/15/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Shane William Twenhafel4440095106/11/2007Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Lee Baldwin1137592103/02/2005Employment Separation After Allegations$0.00$0.00See FINRA Report

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