Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Jeffery Bates | 2196164 | 1 | 04/23/2012 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
John Hamilton Andreadis | 1839577 | 1 | 11/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jennifer Lillian Basey | 4730054 | 7 | 12/21/2009 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
John Cimino | 4757028 | 2 | 03/24/2009 | Customer Dispute | Closed-No Action | $27,054.00 | $0.00 | See FINRA Report |
Harold James Knight | 4220303 | 1 | 11/04/2008 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
Michael J Iacampo | 2166371 | 3 | 07/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jon R Lee | 2354294 | 4 | 10/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Leon Walker | 6685668 | 3 | 10/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael J Iacampo | 2166371 | 3 | 08/30/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Jon R Lee | 2354294 | 4 | 04/04/2001 | Customer Dispute | Settled | $16,654.80 | $0.00 | See FINRA Report |