Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Global Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Lillian Basey | 4730054 | 7 | 12/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Wayne Yager | 5691174 | 4 | 05/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edwin Bell | 3191568 | 1 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Leon Walker | 6685668 | 3 | 02/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Wayne Yager | 5691174 | 4 | 08/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Leon Walker | 6685668 | 3 | 03/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Elena Zamfir | 5414679 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lillian Basey | 4730054 | 7 | 10/14/2013 | Customer Dispute | Settled | $7,019.99 | $0.00 | See FINRA Report |
| Larry Wayne Yager | 5691174 | 4 | 05/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Wayne Yager | 5691174 | 4 | 06/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |