Our Staff has compiled our research into a database of FINRA Broker Disclosures for Invesco Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Soo H Kim | 7033391 | 1 | 07/26/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Howard Edmond Reich | 2424090 | 1 | 03/29/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Blake Steven Buchanan | 7401576 | 1 | 09/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Stefan Edward Bernardi | 6141578 | 1 | 12/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Wesley Hathcock | 7292269 | 1 | 01/18/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Laura Jane Graiff | 4010267 | 1 | 03/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Monte Lynn Hubbard | 3126173 | 1 | 12/13/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Lebron Bryant | 4215493 | 1 | 02/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Toni Elise Tamborello | 1497906 | 1 | 11/12/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |