Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regal Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Dean Thomas | 2110140 | 1 | 08/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Mark Grabarczyk | 1827322 | 4 | 10/09/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Mark Grabarczyk | 1827322 | 4 | 12/21/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Mark Grabarczyk | 1827322 | 4 | 09/12/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |