Our Staff has compiled our research into a database of FINRA Broker Disclosures for Gregory J. Schwartz & Co., Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Schwartz | 1177836 | 1 | 11/22/2021 | Customer Dispute | Closed-No Action | $287,000.00 | $0.00 | See FINRA Report |
| Robert Stephens Higgins | 2264085 | 1 | 09/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Augustine Schwartz | 2166324 | 2 | 06/02/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Augustine Schwartz | 2166324 | 2 | 07/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory John Schwartz | 416277 | 1 | 02/14/1986 | Customer Dispute | Award / Judgment | $0.00 | $11,812.50 | See FINRA Report |