Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rothschild Investment LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Samuel Kruger | 1356947 | 2 | 10/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Samuel Kruger | 1356947 | 2 | 01/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |